FREE White Paper on
 Whistleblower Legislation Changes
Buy your copy now

WISE Training:
Government accredited, diplomas, certificates and more

Enrol now

Qualified. Experienced. Professional.

WISE Workplace is a multidisciplinary organisation specialising in the management of workplace behaviour. We investigate matters of corporate and professional misconduct, resolve conflict through mediation and provide consultation services for developing effective people governance. 

Through the delivery of professional development opportunities and self published practitioner guides, we are the centre of excellence for the ongoing professionalisation of workplace investigations across Australia.

The Latest from the Blog

Supporting Mental Health in the Workplace

Vince Scopelliti - Wednesday, October 09, 2019

Employers understand that it is their responsibility to provide a safe workplace. Yet unlike physical health safety concerns and hazards such as lifting, tripping, sun exposure and dust reduction, many employers find themselves uncertain about how to support the mental health and wellbeing of their staff.

The first and most powerful antidote to this uncertainty is becoming informed. For business owners and managers, this includes stepping up and finding answers about common mental health challenges, causes and implications in the workplace.

Let's take a look at some of these factors, and how employers can support their workers' mental wellbeing.

COMMON TYPES OF MENTAL HEALTH ISSUES 

Thankfully, many mental health disorders have become better understood and less stigmatised. While not perfect, attitudes towards mental illnesses such as anxiety and depression have changed and are better understood now, than even a decade ago.

However, even though there is understanding that 1 in every 4 Australians will experience some form of mental health issue during their lives, the cliches about non-physical illnesses still abound. This can include the idea that all depressed people are sad, or that anxious people just need to learn to calm down. Another painfully familiar idea is that people with a mental illness are inherently unstable.

For less-understood conditions such as bipolar disorder, schizophrenia, OCD, ADD and PTSD, the accommodation of these and the provision of necessary reasonable adjustments where required in the workplace and beyond, remains incredibly low. Between 6-8% of all adult mental illnesses will be one of these mentioned, so there is every chance that a person in your workplace is currently living with such a challenge on a daily basis.

One common misconception is that people with such mental health conditions are somehow defective - and can't or won't work. Yet the reality is that many high functioning people being treated for mood disorders and other chronic mental health conditions are living and working effectively around Australia at this moment.

Step out against stigma

Sadly, Australians who are working despite carrying a mental health issue often feel that they need to work faster/harder/longer/more to prove their worth - and keep their 'problem' quiet. Women, migrants and those with disabilities can certainly understand this kind of historical over-compensation in the workplace. So, when events arise that could exacerbate the situation, employers might only find out once the worst of the damage has already been done. It is vital therefore to build preventative mechanisms, systems and practises for reducing the kinds of workplace behaviours that can both create and exacerbate mental health issues. 

the key contributors to mental health issues 

The key contributors to workplace mental issues include bullying and harassment, excessive workload, repetitive work routines, and stress. The painful and devastating effects of bullying and harassment are difficult for any worker to face. For employees burdened with a mental health challenge, the impacts can be debilitating.

As mentioned, mental illness can often be carried silently in the workplace, largely due to stigma. If a workload becomes excessive, an employee might not speak up for fear of reprisal. Employers need to put in place systems to monitor these burdens. Repetitive, mundane work can also lead to health and safety issues for workers. One problem that was identified in the Industrial Revolution is that humans need variety! And stress is another 'top 5' cause or primary exacerbator of mental health problems in the workplace: uncertainty, discord and constant change can all build up and cause health concerns.  

adverse outcomes for the workplace

Absenteeism is an unfortunate but not surprising outcome when people are not supported in the workplace. For those with an existing mental health issue, workplace stressors such as bullying and harassment can cause  an exacerbation of the illness. At times like these, attendance can be extremely difficult, if not impossible for an unwell worker to maintain. In a similar way, when mental health issues are not supported in the workplace, reduced productivity is the inevitable consequence. To produce the goods and services at a high and continuous level, workers need to feel well and to feel supported, safe and valued. 

employer obligations to health and safety 

It can be somewhat more familiar for employers to think about workplace health and safety only in terms of physical wellbeing. This narrow notion is not correct and a safe workplace also requires understanding and protection of all workers and particularly those with mental health needs. This necessitates taking the time to understand particular mental health conditions more thoroughly, and to take steps towards ensuring a safer and healthier workplace.

Providing safety to employees from direct and indirect mental harm in the workplace involves much more than merely paying lip service to the notion of promoting good mental health and the occasional 'Are you okay'? query. When an employee develops or divulges a mental health issue, the first step is to provide and encourage open communication. Employers can show their interest in learning more about the condition and what might be done to assist the employee at a practical level.

They should make any and all reasonable adjustments required, to support the employee which may include offering or organising flexible working arrangements, if this is something that might assist the worker in question. Anti-bullying policies should be regularly reviewed and strengthened to ensure that the chances of a workplace mental injury occurring are reduced.

An audit to identify a comprehensive suite of risk strategies and processes should be undertaken, to ensure that the workplace is the safest and healthiest that it can be - from any standpoint.

stepping up to a well workplace 

It makes sense for employers to make a commitment to the mental health and wellbeing of staff. As well as producing excellent improvements in absenteeism, reduction in staff turnover, productivity and injury rates, it's also simply the right thing to do. If you'd like more information and education on mental health in the workplace, check out our series of articles on this topic, starting with Mental Health in the Workplace


Outsourcing or In-House Investigations?

Vince Scopelliti - Thursday, October 03, 2019

For many businesses, one of the critical HR questions is whether investigations into alleged employee misconduct or misbehaviour should be outsourced or conducted in-house.

Depending on the nature of the business and the complaint, it may not always be appropriate or cost-effective for investigations to be referred externally.

However, in other circumstances, particularly when the allegations involve potential criminal conduct or there is an actual or perceived conflict, outsourcing may be the best option.

We examine the different circumstances in which investigations might best be outsourced or kept in-house.

outsourcing vs internal 

The key benefit of conducting workplace investigations internally is the ability to potentially deal with a matter swiftly and cost-effectively. The obvious reason here is that staff tasked with conducting an internal investigation, already have an understanding of the internal processes and procedures of the business. Although time away from normal duties is likely to be required, there is no additional cost associated with tasking existing staff to conduct an internal investigation.

On the other hand, depending on the nature of the allegation, existing staff may be lacking in capacity or capability to properly conduct the investigation. This is particularly likely to be the case if the allegations relate to potential criminal conduct which requires police involvement.

In addition, if the allegations are sensitive or have been made against a staff member who would ordinarily be involved in conducting the investigation, it may not be appropriate for the investigation to occur internally.

Whether the investigation is outsourced or conducted internally, it is essential that there are clear delineations as to who will be conducting the investigation. Further, the ultimate investigator must be provided with the applicable investigation policy and procedures which must be followed.

risks of handling an investigation in-house

As noted, there are numerous potential risks of handling an investigation in-house. Chief amongst these is the fact that the internal staff may lack the necessary skills or training to adequately understand the complex nature of the investigation. This could have significant ramifications if there are demonstrable gaps in the process, as this may ultimately invalidate the findings and any final decision which is made.

Having staff without the requisite experience or skills, conducting an investigation may also mean a failure to comply with legal obligations. In the event that the investigatory process results in termination of employment, litigation or other legal action, any failure to duly comply with all the legal and regulatory requirements, may potentially result in an adverse decision for the company.

The possible apprehension of bias in an internal investigation is significant, particularly if the employees who are conducting the investigation have a close personal or professional relationship with the complainant, the respondent or any of the witnesses. In a small company, or in a situation where a member in a senior leadership position has allegations levelled against them, this potential apprehension of bias is even greater.

This could also result in complaints of pre-determined outcomes, where staff involved in the process may argue that the investigation was not conducted in accordance with the principles of procedural fairness. Any relationship (whether positive or negative) between the investigatory staff and the parties involved in the investigation is likely to come under significant scrutiny. This may open up the investigatory team to suggestions that the investigation was not conducted impartially or fairly.

Factors for considering whether to outsource 

Impartiality and transparency in the investigative process are always crucial considerations. In situations where there are especially sensitive allegations or the staff involved are likely to resort to post-investigatory litigation, any potential concerns regarding failures in process or impartiality can be addressed by outsourcing the entire investigation.

Similarly, if time is of the essence (particularly when staff have been temporarily stood down and it is important that the investigation process is concluded in an expeditious fashion) outsourcing the investigation may be the preferable outcome. 

This is because external investigators are able to devote themselves completely to the investigation process, while existing employees will most likely need to continue on with their day-to-day work.

the benefits of outsourcing

Although there is a cost associated with the outsourcing of an investigation, there are added benefits. Investigators with specialist expertise are able to deal with complex matters, and are best placed to provide reports which are more likely to be relied upon by the Fair Work Commission.

The majority of contemporary workplace investigations come with their own set of challenges and complexities. If you do not have the time or resources to conduct an investigation or you require an experienced investigator, WISE offers both supported and full service investigations to best assist.  

Police Involvement in Workplace Investigations

Vince Scopelliti - Wednesday, September 25, 2019

On occasion, police will become involved and/or need to be involved in the allegations from a workplace matter. In this situation, it's important for employers to know what their obligations are, and to be aware of some of the challenges that can arise. 

So, let's take a look at when police are or may need to be called in and what should happen once they are. 

WHAT matters require the police? 

Generally speaking, any allegation of a serious or potentially criminal nature necessitates the involvement of police. This includes allegations of physical assault, sexual assault, stalking, child abuse, significant fraud or theft. 

In the event that a complaint could have criminal implications, it is always a good idea to get the police involved as soon as possible. This helps ensure that any police investigation is not hampered by destroyed evidence, ongoing delays or similar interference. 

the employer's obligations

If police have become involved in a workplace matter, the police investigation takes precedence over the internal one. 

However, while the police investigation does take priority, an employer must still carry out an internal investigation. This is to afford the employee who is the subject of the investigation due process and procedural fairness. 

The internal investigation and a police investigation must both be treated entirely separately, but run in tandem. The internal investigation must be managed without impeding the police investigation. It is essential for the employer to communicate closely with police and provide assistance wherever required.

It is also important for an employer to remember that one of their paramount obligations is to provide a safe working environment for staff. This means that if there have been serious allegations such as physical or sexual abuse, the complainant and respondent must be separated in the workplace. Generally, staff against whom allegations have been made should be suspended on full pay, pending the outcome of the police investigation. 

the challenges involved 

It is likely that the police investigation will require the use of resources that would otherwise be engaged in conducting the internal investigation. For this reason, it can be difficult to actively investigate a workplace matter internally while the police are undertaking their own investigation. 

It can also be difficult for employers to balance the need to assist police with their legal obligations to their employees.

a case in point

This balancing act is demonstrated in the matter of Wong v Taitung Australia Pty Ltd [2016] FWC 7982. In this matter, Mr Wong, an employee who was accused of theft, named several other employees allegedly involved in a criminal enterprise. 

Police suggested that the employer not take disciplinary action in relation to the employees, in order to obtain and preserve the evidence against them. This meant that the employer permitted Mr Wong to continue working with no warnings, despite having sufficient evidence to conduct a summary dismissal.

The police were unable to obtain sufficient evidence to charge him, however he was ultimately terminated. However, the Fair Work Commission found that the summary dismissal of Mr Wong was unjust in the circumstances. 

The added factor of police involvement while undertaking internal workplace investigations presents unique challenges for employers. The balancing of police intervention into serious criminal allegations, with the strict employment principles and procedures, is both challenging and essential to ensure employers' actions are reasonable. WISE provides external investigation services as well as training in conducting investigations necessary to manage the workplace-police dynamic. 

Training  

See how our trainers provide expert one on one feedback on investigative interviewing practicals...